Compliance Officer – Associate
DESCRIPTION
The role as a Compliance Officer – Associate at GP Bullhound offers you, among other, a very flexible hybrid work model, great development opportunities to learn with experienced senior management and participate in international projects.
GP Bullhound has been forming the European tech scene for 20 years, having worked with success stories such as Spotify, Avito, Klarna, Slack, and Revolut, and is now helping the technology leaders to build the future.
Role responsibilities:
- Support the compliance and AML work as part of the on-board new funds and review and assess for compliance and AML the due diligences carried out by the AIFM team
- Support the design of the controls in assurance reviews as per the CMP and execute the reviews and come up with recommendations and reports
- Review and assess the AIFM and delegates reports to maintain the AML risk assessment and risk appetite and work with the global AML team
- Support the advisory compliance program and assess impact of new regulations, project manage implementation and run and recommend training
- Draft and/or review the compliance and AML handbook (policies and key documents) of the firm as well as annual reports and CSSF questionnaires on compliance and AML
- Provide assistance in the relationship with regulators like CSSF, AED or other authorities
- Support to the global compliance team as required on global compliance projects
Requirements:
- Degree in Law, Finance or an equivalent degree. A masters in finance or asset management will be considered a plus
- CAMS certified or any other relevant certification or qualification in AML or compliance (House of training, etc)
- Relevant working experience in a similar position dealing with AML or compliance in a financial institution or management company
- Good understanding of investment funds (AIFM and UCITS)
- Exposure to ILA standards and experience as corporate secretary will be a plus
- Some exposure of working with third party delegates and service providers
- Fluent in English; additional language would be considered as an asset
- Good command of excel and office
- Previous experience in implementation projects of compliance software
- Self-motivated team player and business oriented
