Senior Compliance Officer (m/f)

Banque de Patrimoine Privées (BPP), best known as Creand Wealth and Securities is a banking entity 100% owned by the Crèdit Andorrà Group, located in Luxembourg under the regulation of the CSSF, and present in the country since 2010.

The bank offers exclusive and tailor-made asset services to asset managers and wealth managers for their fund related project.

Our service catalog relies on three main pillars: Banking and Depositary Services, Corporate and Fund services, and Wealth Management aiming to support the entire investment lifecycle through regulated or non-regulated structures.

Our teams of experts have developed solid expertise in traditional and alternative asset classes and serve clients from Luxembourg.

In order to support the growth of our Legal & Compliance department, we are currently looking for a Senior Compliance Officer (m/f).

ROLE AND RESPONSIBILITIES:

Compliance Risk Assessment and Compliance Monitoring Plan:

• Participates in the annual update of the Compliance Risk Assessment (“CRA”);
• Executes the Compliance Monitoring Plan (“CMP”) (e.g., identify key controls performed by the 1st line of defence, develop the control testing plan, draft concise recommendations and CMP report);
• Follow up on CMP recommendations to ensure closure by target dates;
• Prepare CMP status update for Senior Management committee.

Support for operational teams and participation in certain projects:

• Provides advice to business on topics covered by the Compliance Function;
• Participates in various projects (business development, IT, organizational, etc.) involving the team;
• Participates in the presentation of activities, including regulatory developments, to internal and external customers;
• supports the organization of the Compliance department and contributes to the development of its own organizational measures;
• Coordinate internal and external audits.

PROFESSIONAL SKILLS AND EXPERIENCE:

• Master’s degree in Legal, Economics or Finance;
• Minimum of 5 years of professional experience in a similar role with a bank or financial sector professional;
• Excellent knowledge of regulatory practices, particularly in terms of non-financial crimes topics (MIFID, Market Abuse, Data protection);
• Good knowledge of audit methodology;
• Good knowledge of alternative investment funds;
• Good knowledge of asset management and asset servicing businesses;
• Good knowledge of banking operations;
• Proficiency in Microsoft Office tools;
• Fluent in English and French; Spanish is an asset;
• Team spirit and good communication skills (oral and written).

OUR OFFER:

• You can look forward to an interesting and broad field of activities within a successfully growing company.
• You will experience the advantages of a bank of manageable size, flat hierarchies and an attractive work environment providing you a long-term perspective for your personal and professional development.

The selected candidate will be requested to provide a criminal record dated less than 2 months.

Apply to: hr@creand.lu